Self-monitoring in stroke patients and healthy individuals: predictive factors and methodological challenges
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Abstract
The phenomenon whereby people suffering from an illness or disability seem to be
unaware of their symptoms was termed anosognosia, by Joseph Babinksi in 1914
(Langer & Levine, 2014). Originally described as a specific inability to recognise or
acknowledge left-sided hemiplegia after lesions to the right hemisphere of the brain,
the term now incorporates unawareness of a range of post-stroke impairments, such
as hemianopia (Bisiach, Vallar, Perani, Papagno & Berti, 1986), hemianaesthesia
(Pia et al., 2014), aphasia (Cocchini, Gregg, Beschin, Dean & Della Sala, 2010) and
unilateral neglect (Jehkonen, Ahonen, Dastidar, Laippala & Vilkki, 2000).
Anosognosia has also been observed in association with several other disorders,
including Alzheimer’s disease (Agnew & Morris, 1998) and traumatic brain injury
(Prigatano, 2010a).
While advances have been made in understanding anosognosia, there are still many
contradictory findings in relation to the nature and expression of impaired self-awareness
(Prigatano, 2010a), which are partly attributable to diverse
methodological approaches. Furthermore, research into anosognosia frequently rests
on the assumption that neurologically intact individuals have accurate insight into
their own abilities, particularly in regard to motor skill. The experiments reported in
this thesis highlight that this may be a false assumption. Through a series of
interrelated studies, I demonstrate that the type of questions typically asked of
anosognosic patients may be inappropriate to elicit the manifestations of chronic
stage unawareness after a stroke, that underestimation may be just as prevalent as
overestimation, and that healthy individuals are not always able to monitor whether
their executed movements match their intended movements. Moreover, those with
poorer motor skills are less able to judge movement successes and failures than their
more skilled counterparts, suggesting a mechanism analogous to the anosognosia
observed in clinical populations.
Chapter 1 provides an overview of the main neuropsychological models that have
been proposed to account for anosognosia for hemiplegia (AHP); unawareness in the
context of other impairments is discussed in the introductions to individual chapters.
Chapter 2 presents some background research investigating stroke clinicians’
knowledge of the lateralization of right hemisphere cognitive symptoms, and their
judgements of the impact of selected symptoms on the lives of patients and
caregivers. While the clinicians were equally able to identify cognitive symptoms
associated with left or right brain damage, they were far more likely to misattribute
symptoms to right brain damage, suggesting a lack of confidence in their knowledge
of the cognitive functions of the right hemisphere. They also regarded anosognosia
as having relatively low impact on the lives of patients and caregivers, in stark
contrast with the highly negative impact reported in the literature (Jehkonen,
Laihosalo & Kettunen, 2006a).
Chapters 3 and 4 present two experimental studies investigating different facets of
awareness in two groups of stroke patients. Chapter 3 reports the development and
testing of a tool designed to measure chronic unawareness of functional difficulties,
the Visual Analogue Test of Anosognosia for impairments in Activities of Daily
Living (VATA-ADL), with preliminary data from a group of chronic stroke patients.
Approximately one third of the patients exhibited mild or moderate levels of
overestimation of their ability to carry out day-to-day activities. This contrasts with
previous reports that anosognosia is rare in the chronic stages, a discrepancy that
may be explained in part by the inappropriateness of the measures typically used to
measure it. Overestimation was observed in both right-brain-damaged and left-brain-damaged
patients, and was not associated with higher levels of cognitive impairment.
The study reported in Chapter 4 examined whether acute stage stroke patients who
under- or overestimated their motor skills, similarly under- or overestimated
performance on cognitive tasks in the domains of language, memory and attention
and executive function. Contrary to the many dissociations between unawareness of
different impairment reported in the neuropsychological literature, this study found
that patients classed as overestimators of motor ability were also overly optimistic
about their cognitive abilities. Overestimators were more likely to have right
hemisphere lesions, higher levels of general cognitive impairments, and specific
deficits in attention and executive function. Furthermore, by including patients with a
range of functional ability, this study revealed that participants were just as likely to
underestimate as overestimate their abilities. This unique finding presents a
challenge to anosognosia research, suggesting that there may be factors other than
neurological damage that predispose stroke patients to over- or under-estimate their
abilities and that a baseline of accurate self-insight among control populations cannot
be assumed.
Chapter 5 reports three different experiments conducted with younger and older,
neurologically healthy adults. Using a target-directed reaching task, these
experiments investigated whether the participants’ ability to monitor the success of
their movements, on a trial by trial basis, depended upon their motor skill level, and
whether participants with lower skill were inclined to overestimate their ability, in
line with a famous observation from cognitive psychology that people who perform
worst in a given task tend to be unaware of how poorly they are performing (Kruger
and Dunning, 1999). Overall, the results demonstrated an association between
higher accuracy levels and faster movement times, and better ability to monitor
success and failure. To my knowledge, this represents that first evidence of a
relationship between motor performance ability and self-monitoring ability in
healthy individuals, highlighting that some of the mechanisms underpinning
anosognosia may also be evident in neurologically intact populations. However,
contrary to the findings from cognitive psychology, poor performance was not
associated with a specific bias toward overestimation. A similar relationship between
task performance and self-monitoring ability was also observed for a visual memory
task. Chapter 6 discusses the implications of the results of the clinical and self-monitoring
studies for neuropsychological models of anosognosia, particularly those
based on motor planning and control, and considers potential ways forward for
research in this field.
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